Texts on this page have been partially machine translated from German.

Frequently asked questions (FAQs)

There are many occasions or situations in which the question of the correct procedure arises. The following catalogue of questions should give you some orientation. Please contact us if you have any further questions and/or suggestions for expanding the catalogue.

What is the background to the regulations on dealing with benefits granted, such as the acceptance of gifts, participation in events, etc.?

For the public sector, it is important to avoid any appearance of "venality" or influence in the decision-making process.
Neutrality, impartiality and independence must be maintained at all times. Gifts can influence this necessary independence.
Public sector employees are subject to stricter regulations than is the case in the private sector (including criminal prosecution).
In their own interest, every employee should familiarise themselves with the relevant regulations and always ask themselves what the motivation of the "giver" is.
Furthermore, the risk of damage to the company's image has increased significantly in recent years. The public is becoming increasingly sensitive to breaches of the rules. Behaviour that used to be common or tolerated is now sometimes perceived as unacceptable. In addition, social media contribute to violations becoming known quickly and widely.
Observing the regulations and critically scrutinising one's own actions primarily serves to protect oneself.

Inaddition, wage tax issues must always be taken into account. Details on this are regulated by the service instruction "Reporting of non-cash benefits at FH Aachen" (FH-Mitteilung Nr. 75/2024). In order to properly fulfil tax obligations, compliance with the regulations listed there must be ensured - in addition to the provisions for the prevention of corruption. The notification of a non-cash benefit is the basis for proper processing, documentation and taxation.

Gifts (acceptance)

Gifts from business and co-operation partners. Permissible?

The acceptance of (promotional) gifts is permitted as long as they are simple items and do not exceed the value limit of €10 (net). These include, for example,
- mass promotional items/promotional gifts
- low-value gifts such as calendars, pens, writing pads

Gifts from students. Permissible?

No, gifts from students are generally not permitted.

Passing on gifts as part of a raffle. Permissible?

The regulation on gifts also applies if these could be passed on to other employees as part of a raffle. Such passing on of gifts is not permitted.

Gift to private address. What is to be done?

No,
a gift (if permissible) must always be transparent, which is no longer the case if it is sent to a private address.
Therefore, gifts should not be sent to a private address in any case or the gift must be returned immediately.
The Compliance department must be informed immediately.

Gift received and no option to refuse and / or return. What to do?

There may be situations in which you receive gifts from business and cooperation partners or students and you have no way of "preventing" this.
If it is not possible to refuse offered gifts or return received gifts, these must be handed in to the university management (Chancellor's Office, Rector).

(Monetary) gifts or other benefits as compensation for expenses in connection with participation in surveys, a presentation, etc.. Permissible?

No,
contributions in connection with surveys or presentations may not be accepted.

General discounts: How are discounts from external third parties that are granted to all employees to be assessed? e.g. insurance companies, sports centres

Discounts that are granted for the entire public sector, for all employees or for a larger, precisely definable group of employees are unproblematic, provided that these discounts are granted independently of the business relationship between the discount provider and FH Aachen.
However, favouring certain/individual persons is always problematic.

Gifted textbooks. Permissible?

In principle, the applicable value limits must also be observed here.
However, under certain conditions, it is possible to accept such a gift as a donation in kind.
This is handled by Department III, subject area III.2 | Accounting and Taxes.

Example: USB stick as a gift. Is it permissible for the organiser to accept this, e.g. as part of a training course?

Accepting a USB stick, even if it is only a promotional gift (< €10 net) from a cooperation partner, is nevertheless problematic:
USB sticks can transmit malware such as viruses or Trojans and therefore represent a major security risk.
Therefore, USB sticks should never be used by strangers.
If you have any questions about this or would like to check this (before possible use), please contact the FH information security officer or the DVZ support team.

Gifts to third parties, e.g. relatives, acquaintances, or passing them on to other employees or social organisations. Permissible?

The acceptance of gifts is also not permitted if these are passed on to third parties, e.g. relatives, acquaintances, other employees or social organisations.
The applicable value limits must also be observed here.

Giving gifts to colleagues, e.g. a large gift basket at Christmas. Permissible?

No,
the applicable value limits must also be observed here.

Gifts of teaching materials. Permissible?

No. Even if gifts from suppliers are teaching materials or similar, the applicable value limits must be observed.

However, under certain conditions, it is possible to accept such a gift as a donation in kind, which is handled by Department III, subject area III.2 | Accounting and Taxes.

Gifts presented to guests in the context of official appointments, e.g. in exchange with a partner university. Permissible?

Rejecting such gifts may violate social conventions and damage the reputation of the university.
As an official representative of the university, you may therefore accept such gifts.
The Compliance Office must be informed immediately.
It must be decided on a case-by-case basis how to proceed with the gifts received.

Prevention. What can you do to stop receiving gifts from suppliers at Christmas, for example?

It is advisable to inform cooperation partners or students in advance about the service directive on dealing with gifts and the general ban on accepting gifts.

Value limits. Who is responsible for checking the value limits of a gift?

It is the responsibility of the recipient(s) to check the value limit.
The Compliance department also offers individual counselling.

Uncertainty. What can you do if there is uncertainty about the permissibility of a donation?

The Compliance department offers individual consultations.

Catering

Invitation to a meal from business and/or co-operation partners. Permissible?

The acceptance of customary and appropriate hospitality on the occasion of or on the occasion of official acts, meetings, visits or the like is permitted.

Hospitality. When is this no longer considered appropriate?

Hospitality is no longer considered appropriate if, for example, it takes place in a disproportionately expensive restaurant and/or is accompanied by an overnight stay.
An invitation to a free overnight stay is an unauthorised gift and may not be accepted.

Hospitality. What criteria or standards apply?

1. prerequisite: participation takes place in a business context
2. the principle of "social adequacy" applies to catering. This means that "a customary and appropriate range of food and drink is permitted, depending on the nature of the event".

Participation in social events without a professional component

Invitation to events, e.g. CHIO. Permissible?

Exceptionally yes, provided that participation in the event serves to represent the UAS and
a) the representative is a member of the Rectorate of the UAS
b) or was sent by the Rectorate

Invitations to events with your partner. Permissible?

An invitation that also includes the partner suggests that the event is of a predominantly private nature. Therefore, the acceptance of such an invitation is generally not permitted.
The participation of a partner is only permitted in exceptional cases with prior consent (supervisor) if there is a social occasion where it is clearly customary to invite the partner. For example, it is customary to invite partners to dance events.
The assessment depends in particular on the representational function of the invitee.

Participation in other customary industry events with a technical component

Customary in the industry. What is meant by this?

Events in which, for example, other universities or research institutions participate and in which the technical part is clearly at the centre of the event are customary in the industry.
Participation is then permitted.

Industry-specific or business-related events. Who bears the costs for hotel, travelling to and from the event?

The costs are covered by the FH Aachen within the framework of the respective travel expenses guidelines or the state travel expenses law.

Events customary in the industry. Does this also include the invitation to food and drink associated with the specialist event, as well as visits or cultural supporting programmes?

Yes, if the technical part is the focus of the event and the supporting programme is kept within reasonable limits.

Utilisation of university resources

Use of FH Aachen staff, materials and/or facilities as part of an authorised secondary activity. What must be observed?

This utilisation of FH Aachen personnel, material and/or facilities must be notified via the form (https://www.fh-aachen.de/downloads/organisationseinheiten/dezernat-i/nebentaetigkeiten).
The corresponding usage fee is determined on this basis.

Private use of information technology and internet services at FH Aachen. What must be observed?

The following regulations in particular must be observed when using IT resources:
- Service agreement on the use of IT resources at FH Aachen
- FH Aachen network regulations
- Security guidelines for email and internet use